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UNITED STATES SECURITIES AND
EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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| Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
| Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) | ||
| 1. Title of Derivative
Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction
Code (Instr. 8) |
5. Number of Derivative
Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and
Expiration Date (Month/Day/Year) |
7. Title and Amount of
Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative
Security (Instr. 5) |
9. Number of Derivative
Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of
Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect
Beneficial Ownership (Instr. 4) | ||||
| Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
| Options to purchase common stock | $3.55 | 02/09/2004 | A | 40,000 | (1) | 02/09/2014 | common stock | 40,000 | (2) | 40,000 | D | ||||
| Reporting Owner Name / Address | Relationships | |||
| Director | 10% Owner | Officer | Other | |
| MALONE
MICHAEL P 74 Beaver Brook RD Littleton, MA 01460 |
Chief Financial Officer | |||
| /s/ Michael P. Malone | 02/11/2004 | |
| **Signature of Reporting Person | Date |
| * | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
| ** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
| (1) | Options exercisable as of the following dates in the following amounts: 02/09/2004 - 13,333; 02/09/2005 - 13,333; 02/09/2006 - 13,334 |
| (2) | Options granted pursuant to the Technical Communications Corp 2001 Stock Option Plan |